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February 19, 2019

Keeping Your Investment Plan on Track

Investment College Planning

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This communication is strictly intended for individuals residing in all 50 states. No offers may be made or accepted from any resident outside the specific state(s) referenced.

IMPORTANT CONSUMER INFORMATION: A Broker/dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, BD agent, or IA registration requirements as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker/dealer, investment, adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.

Securities and advisory services are offered through The Strategic Financial Alliance, Inc. (SFA), member FINRA, SIPC. Warren Prehmus, Scott H. Levy, Chad Edwards, Richard Henshaw, Hoyt Henshaw, and Drew Prehmus are registered representatives and investment advisor representatives of SFA which is not otherwise affiliated with Prehmus Financial Partners.

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